Sec

Latest Articles

Form PF Filing Deadline Concentrates Hedge Fund Managers’ Minds

Janice Fioravante

Funds Want More Flexibility in SEC Derivative Proposal

Galleon Witness Settles SEC Charges

Goldman Sachs Reveals Concern About Facebook Offering

Hedge Funds Are In SEC’s Cross Hairs

Stephen Taub

Hedge Funds Should Beware of Rule 105

Stephen Taub

Hedge Funds Smell Blood in the Student Debt Market

Bailey McCann

Henry T. C. Hu Joins SEC

Stephen Taub

High Valuations Didn’t Tank Tech IPOs

Udayan Gupta

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High-frequency trading: An unfair edge or just more liquidity?

IEX Group’s Bradley Katsuyama Crusades for Fairer Markets

Jess Delaney

In Wake of SEC Charges Against New Jersey, Who’s Watching Out for the Average Joe?

Maureen Nevin Duffy

Investment Advisers Object to New Regulatory Regime

David Adler

Is Soros Still Invested in FrontPoint After SEC Probe?

Stephen Taub

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Izzy Englander's Growth Strategy for Millennium

Stephen Taub

JOBS Act’s Hedge Fund Ads Will Hammer Unsophisticated Investors

Stephen Taub

JP Morgan Shareholders Will See Human Rights Proxy Ballot

Katie Gilbert

Long Weekend Giant Reading: July 3 — 5, 2015

Ashby Monk

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